Secretarial Auditing and Due Diligence

We provide professional services in respect of different types of Audit programmes such as:

• Secretarial Audit
• Legal, Financial and Management Due Diligence
• Audit of Corporate Governance Systems
• Share Transfer Audit
• Internal Audit / Concurrent Audit of Depository Participants
• Internal Audit of Portfolio Managers
• Audit of Public Deposits

Secretarial Due Diligence for different processes which includes IPOs, Prospectus, Buyback, Bonus Issue, Preferential Issue, Private Placement etc.

Secretarial audit of various books, records of the company to-

• Check Report on Compliances.
• Protect the interest of the Customers, employees, society etc.
• Avoid any unwarranted legal actions by law enforcing agencies.
• To Point out Non- compliances and inadequate Compliances.
• To ensure that the legal and procedural requirements are duly complied with that strengthens the image and goodwill of a company.
• Scope under Corporate Compliance Management:

Corporate compliance management should broadly include compliance of: - Corporate Laws - Securities Laws - Commercial Laws including Intellectual Property Laws - Labour Laws - Tax Laws - Pollution Control Laws - Industry Specified laws - All other Laws affecting the company concerned depending upon the type of industry/activity.